Journal article
State corporate and federal securities law: dual recognition in a federal system
Publius, Vol.22(1), p21
01 Jan 1992
Abstract
Business enterprises incorporated in the US have to be registered under both state and federal securities laws. This simultaneous regulation can become problematic in cases involving fraud actions initiated under federal securities law and when corporate control is questioned under both state securities laws and Securities and Exchange Commission rules. The effect of federalism on corporate governance is discussed and important cases on overlapping state and federal laws affecting corporate regulation are analyzed.
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Details
- Title
- State corporate and federal securities law: dual recognition in a federal system
- Creators
- Roger J DennisPatrick J Ryan
- Publication Details
- Publius, Vol.22(1), p21
- Publisher
- Oxford University Press
- Resource Type
- Journal article
- Language
- English
- Academic Unit
- Thomas R. Kline School of Law
- Identifiers
- 991021870164704721